Vince Faso

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-12-02
IL	RA	APPROVED	2011-09-20

FL RA
APPROVED

Since 2015-12-02
IL RA
APPROVED

Since 2011-09-20

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	12/2009	Present
Cetera Investment Advisers Llc	Schaumburg	IL	01/2014	Present
Legend Equities Corporation	Palm Beach Gardens	FL	04/2015	12/2016

12/2009 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
01/2014 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
04/2015 → 12/2016

Legend Equities Corporation

Palm Beach Gardens, FL

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/8/2026; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-19

S66 Uniform Combined State Law Examination

2011-09-19

Designations

View on SEC IAPD