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Jerome Vincent Bennett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

Charlotte, NC

Columbia, SC

Columbus, GA

Augusta, GA

Macon, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-02
NC RA APPROVED 2025-05-01
TX RA APPROVED_RES 2025-04-15
GA RA APPROVED 2025-03-27
  • SC RA
    APPROVED
    Since 2025-05-02
  • NC RA
    APPROVED
    Since 2025-05-01
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • GA RA
    APPROVED
    Since 2025-03-27

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Charlotte, NC • United States

1301 Gervais St, Columbia, SC 29201 • United States

7310 N Lake Dr, Columbus, GA 31909 • United States

933 Broad St, Augusta, GA 30901 • United States

3920 Arkwright Rd, Macon, GA 31210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Columbia SC 02/2010 10/2016
Wells Fargo Advisors St. Louis MO 10/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 10/2016 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-30
  • S66 Uniform Combined State Law Examination
    2010-06-30
Other Names
  • Jerome Vincent Bennett
  • Jerome Bennett
  • Jerome Vincent Bennett

View on SEC IAPD

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