Heather Hill Mootz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-12
TX	RA	APPROVED_RES	2020-12-08
MN	RA	APPROVED	2013-11-07
CA	RA	APPROVED	2011-01-03

AZ RA
APPROVED

Since 2026-05-12
TX RA
APPROVED_RES

Since 2020-12-08
MN RA
APPROVED

Since 2013-11-07
CA RA
APPROVED

Since 2011-01-03

Branch Locations

Sun City West, AZ • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Buffalo, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Previous Registrations

2010-03-11 → 2011-01-03

Wells Fargo Investments, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-10

S66 Uniform Combined State Law Examination

2010-03-10

Other Names

Heather Lynne Hill

View on SEC IAPD