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Stacy Nicole Moskowitz

LPl Financial LLC

Southfield, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-31
  • MI RA
    APPROVED
    Since 2023-08-31

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 04/2022 Present
Unemployed Commerce MI 02/2022 03/2022
Emerson (Asco, L.P.) Novi MI 12/2021 01/2022
Emerson (Asco, L.P.) Novi MI 05/2016 11/2021
  • 04/2022 → Present
    Lpl Financial Llc
    Southfield, MI
  • 02/2022 → 03/2022
    Unemployed
    Commerce, MI
  • 12/2021 → 01/2022
    Emerson (Asco, L.P.)
    Novi, MI
  • 05/2016 → 11/2021
    Emerson (Asco, L.P.)
    Novi, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-30
  • S66 Uniform Combined State Law Examination
    2023-08-30
Other Names
  • Stacy Nicole Houston

View on SEC IAPD

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