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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-23 |
| DE | RA | APPROVED | 2021-06-09 |
Branch Locations
139 South State Street, Dover, DE 19901 • United States
1001 East Lebanon Road, Dover, DE 19901 • United States
405 West Main Street, Middletown, DE 19709 • United States
600 Jimmy Drive, Smyrna, DE 19977 • United States
Middletown, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wsfs Bank | Wilmington | DE | 01/2006 | Present |
| J.P Morgan Securities Llc. | Newark | DE | 09/2011 | Present |
| J.P Morgan Services Inc. | Newark | DE | 09/2011 | Present |
| M&T Bank | Middletown | DE | 05/2012 | Present |
| M&T Securities | Middletown | DE | 05/2012 | Present |
| Lpl Financial Llc | Middletown | DE | 06/2021 | Present |
1. 04/15/2021 - GB JACOBS PROPERTIES, LLC - Inv Related - Middletown, DE - Real Estate Rental - Co-Owner - Start Date: 10/27/2021 - 2 Hrs/Mo; 0 Hr During Trading. 2. 04/28/2021 - Wilmington Advisors @ M&T - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 09/28/2021 - GB JACOBS PROPERTIES, LLC - Inv Related - Middletown, DE - Real Estate Rental - Co-Owner - Start Date: 10/27/2020 - 1 Hr/Mo; 0 Hr During Trading. 4. 06/11/2024 - Mr. Mulch Frist State - Rep's Business - Owner - Not Investment Related - 4821 Summit Bridge Road, Middletown, DE 19709 - Start Date 04/30/2024 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-17 |
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