James Terence Carleton

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-07-06

TX RA
APPROVED

Since 2010-07-06

Branch Locations

Needham, MA • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Boston	MA	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Boston, MA

Other Businesses

HADLEY MILL LLC; 288 Fox Hill Rd, Needham, MA 02492; Commercial Real Estate; Officer; None; 1/1/2004; Business hours per month: No // HEADLAND VENTURES; 288 Fox Hill Rd, Needham, MA 02492; Investment partnership; Partner; Investment selection; 6/1/2012; Business hours per month: No // CRAMER DIGITAL; Norwood, MA; Marketing Board of advisors; Board of advisors; 1/22/2010; Business hours per month: Yes // DSM CORPORATION; Tewksbury, MA; Supermarket Chain Board Member; Board Member; 1/22/2010; Business hours per month: Yes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-30

S66 Uniform Combined State Law Examination

2010-03-30

Other Names

J. Terence Carleton
James Carleton

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