Nicole Maria Anzoategui

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-13
CA	RA	APPROVED	2013-02-01

TX RA
APPROVED_RES

Since 2021-10-13
CA RA
APPROVED

Since 2013-02-01

Branch Locations

16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Los Gatos	CA	01/2013	02/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present
Morgan Stanley	Los Gatos	CA	02/2018	Present

01/2013 → 02/2018

Morgan Stanley

Los Gatos, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY
02/2018 → Present

Morgan Stanley

Los Gatos, CA

Previous Registrations

2011-06-03 → 2012-10-29

Raymond James Financial Services Advisors, Inc

Campbell, CA

Other Businesses

*594557 - Rental Property; Investment Related: Yes; Campbell, California; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2020; During Business Hours: 0; After Business Hours: 0; Property Management * 594718 - Rental Property; Investment related -Yes; Columbia, Tennessee; Real Estate; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 0; Property Management *621714 - Rental Property; Investment Related - Yes; Nashville, Tennessee; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 0; Property Management. *659909 - Volcan Energy and Estates LLC; Investment related: Yes; Sacramento, California; Oil/Energy; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 0; N/A *673695- Rental Property; Investment related: Yes; Nashville, Tennessee; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 0; not actively invovled. Theron (husband) manages

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-27

S66 Uniform Combined State Law Examination

2011-05-27

View on SEC IAPD