David Stephen Spann

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial, Llc
  Houston, TX
• 06/2015 → Present
  Sovereign Wealth Advisors, Llc
  Houston, TX

Previous Registrations

• 2015-06-29 → 2019-12-31
  Sovereign Wealth Advisors Llc
  Houston, TX

Other Businesses

1. 03/19/2014: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 3% OF TIME SPENT - INS TYPES: LIFE, DISABILITY, FIXED ANNUITIES 2. 6/30/2015 - Sovereign Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/22/15 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/22/2015 - DAVID & BLAKE SPANN - INV REL - 10718 CLEARVIEW VILLA PL, HOUSTON, TX 77025 - REAL ESTATE RENTAL - START 08/01/2015 - 2 HOURS PER MONTH, 0 DURING TRADING - I WILL BE LEASING. 4. 8/16/2016: Sovereign Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2015 - 0 Hours Per Month.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-01

Designations