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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-03 |
| IN | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lafayette Bank & Trust Co | Lafayette | IN | 11/2015 | 09/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2015 | 09/2019 |
| Cetera Investment Advisers Llc | Lafayette | IN | 11/2015 | 09/2019 |
| Cuna Mutual Group | Waverly | IA | 10/2019 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 10/2019 | Present |
| Lpl Financial Llc | Lafayette | IN | 05/2022 | Present |
1. 05-18-2022-Investment Services located at Purdue Federal Credit Union- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-16 |
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