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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Innovative Resources | Templeton | CA | 12/1989 | Present |
| Edward Jones | St Louis | MO | 01/2010 | 11/2016 |
| Lpl Financial, Llc | Paso Robles | CA | 11/2016 | Present |
| Cornerstone Wealth Management, Llc | Paso Robles | CA | 11/2016 | Present |
1. 11/07/2016 - CORNERSTONE WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PASO ROBLES, CA 2. 11/07/2016 - AMERICAN INNOVATIVE RESOURCES/ AGRICULTURAL BUSINESS AND LIVESTOCK CONSULTING/ 1%/ TEMPLETON, CA 3. 11/07/2016 - DAVID LA RUE REALTY/ MORTGAGE, REAL ESTATE SERVICES/ 1%/ TEMPLETON, CA. 4. 11/18/2016 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9/23/2016 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/31/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/2017 - 10 Hours Per Month/4 Hours During Securities Trading. 6. 12/18/2020 - David C. La Rue - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/1/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-25 |
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