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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-06-03
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-06-03

Branch Locations

9483 El Camino Real, Atascadero, CA 93422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Innovative Resources Templeton CA 12/1989 Present
Edward Jones St Louis MO 01/2010 11/2016
Lpl Financial, Llc Paso Robles CA 11/2016 Present
Cornerstone Wealth Management, Llc Paso Robles CA 11/2016 Present
  • 12/1989 → Present
    American Innovative Resources
    Templeton, CA
  • 01/2010 → 11/2016
    St Louis, MO
  • 11/2016 → Present
    Lpl Financial, Llc
    Paso Robles, CA
  • 11/2016 → Present
    Paso Robles, CA
Previous Registrations
  • 2010-03-01 → 2016-11-08
    Atascadero, CA
    Templeton, CA
    Atascadero, CA
    St Louis, MO
Other Businesses

1. 11/07/2016 - CORNERSTONE WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PASO ROBLES, CA 2. 11/07/2016 - AMERICAN INNOVATIVE RESOURCES/ AGRICULTURAL BUSINESS AND LIVESTOCK CONSULTING/ 1%/ TEMPLETON, CA 3. 11/07/2016 - DAVID LA RUE REALTY/ MORTGAGE, REAL ESTATE SERVICES/ 1%/ TEMPLETON, CA. 4. 11/18/2016 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9/23/2016 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/31/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/01/2017 - 10 Hours Per Month/4 Hours During Securities Trading. 6. 12/18/2020 - David C. La Rue - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/1/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-25
  • S66 Uniform Combined State Law Examination
    2010-02-25
Other Names
  • David C La Rue

View on SEC IAPD

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