Dennis M Cadwell

Current Employers

Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2010-01-04

CT RA
APPROVED

Since 2010-01-04

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brierley, Cadwell & Possidente	Guilford	CT	12/1998	Present
Essex Financial Services	Essex	CT	12/2009	Present

12/1998 → Present

Brierley, Cadwell & Possidente

Guilford, CT
12/2009 → Present

Essex Financial Services

Essex, CT

Other Businesses

BRIERLEY, CADWELL & POSSIDENTE, LLC, NOT INVESTMENT RELEATED, MEMBER/OWNER, 12/1998, FT POSITION OF 150 HRS/MONTH, 120 HRS/MONTH DURING TRADING DAY; ACCOUNTING, TAX PREP,PRACTICE MANAGEENT AND ADMIN.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-10-18

S65 Uniform Investment Adviser Law Examination

2008-10-18