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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-08-07 |
| TX | RA | APPROVED | 2024-08-07 |
Branch Locations
45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-06-28 |
| TX | RA | APPROVED_RES | 2024-06-26 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Rapids | MI | 03/2011 | 08/2019 |
| Principal Life Insurance Company | Hudsonville | MI | 09/2019 | 06/2024 |
| Principal Securities Inc | Hudsonville | MI | 09/2019 | 06/2024 |
| Rockefeller Financial Llc | Grand Rapids | MI | 06/2024 | Present |
| Rockefeller Capital Management | Grand Rapids | MI | 08/2024 | Present |
GEORGETOWN CHRISTIAN PRESCHOOL AND LEARNING CENTER POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2021 ADDRESS: 6475 40th Avenue, Hudsonville MI 49426, United States DESCRIPTION: I was asked to serve as a board member of the Georgetown Christian Preschool and Learning Center starting November 11, 2021. Tasks are: become knowledgeable about the school programs and be willing to answer questions by members of the church and community, oversee the operations of the program and the work of the Administrative director, review licensing visit, nature playground and facilities, staff openings, enrollment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-22 |
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