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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-08-07
TX RA APPROVED 2024-08-07
  • MI RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-28
TX RA APPROVED_RES 2024-06-26
  • MI RA
    APPROVED
    Since 2024-06-28
  • TX RA
    APPROVED_RES
    Since 2024-06-26

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 03/2011 08/2019
Principal Life Insurance Company Hudsonville MI 09/2019 06/2024
Principal Securities Inc Hudsonville MI 09/2019 06/2024
Rockefeller Financial Llc Grand Rapids MI 06/2024 Present
Rockefeller Capital Management Grand Rapids MI 08/2024 Present
Previous Registrations
Other Businesses

GEORGETOWN CHRISTIAN PRESCHOOL AND LEARNING CENTER POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2021 ADDRESS: 6475 40th Avenue, Hudsonville MI 49426, United States DESCRIPTION: I was asked to serve as a board member of the Georgetown Christian Preschool and Learning Center starting November 11, 2021. Tasks are: become knowledgeable about the school programs and be willing to answer questions by members of the church and community, oversee the operations of the program and the work of the Administrative director, review licensing visit, nature playground and facilities, staff openings, enrollment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2011-02-22
Other Names
  • Alison Lundvick
  • Alison Ann Lundvick
  • Alison A Lundvick
  • Alison A Devries
  • Alison Devries

View on SEC IAPD

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