Robert Firmin Farragher

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-20
FL	RA	APPROVED	2026-01-20

CA RA
APPROVED

Since 2026-01-20
FL RA
APPROVED

Since 2026-01-20

Branch Locations

Orlando, FL • United States

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
401K Generation	Tavares	FL	01/2012	02/2019
Cape Investment Advisory	Mcdonough	GA	02/2019	Present

01/2012 → 02/2019

401K Generation

Tavares, FL
02/2019 → Present

Cape Investment Advisory

Mcdonough, GA

Previous Registrations

2012-02-24 → 2019-02-13

401K Generation

Altamonte Springs,, FL
2010-08-11 → 2011-12-12

Morgan Stanley

Orlando, FL

Orlando, FL

Orlando, FL

Other Businesses

Sequoia Advisory Services 13327 Budworth Circle Orlando, FL 32832; Broker, Insurance, date started 10/1/2019, 4-6 hours month with 1-2 during trading hours, run insurance quotes for 401(k) clients upon request, help place policies and receive commissions accordingly. Aesculus LLC 13327 Budworth Circle Orlando, FL 32832; Referring Partner; Date - 7/17/2020; 3-4 hours per month with 2-3 hours during trading hours; TPA work, periodically receive finder's fee when referring over businesses for non-investment related services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-23

S66 Uniform Combined State Law Examination

2010-04-23

View on SEC IAPD