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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2010 | 03/2020 |
| American Enterprise Investment Services Inc | Minneapolis | MN | 02/2022 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
NAME OF BUSINESS:PROM MANAGEMENT GROUP ; TYPE OF BUSINESS:HOSPITALITY (E.G. WAITER OR BARTENDER), CATERING HOSPITALITY FOR PROM'S GOLF DIVISION ; NOT INVESTMENT RELATED;EMPLOYEE, OPERATIONS ASSISTANT, DRIVER, WAREHOUSE EMPLOYEE; HRS/MONTH: 0 - 20 ; INC: UP TO $10000;NO ACTIVITY INVOLVES AMERIPRISE CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITY TO COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR PUBLIC AS AMERIPRISE ACTIVITY. NAME OF ACTIVITY: CATERING SERVICES - PROM MANAGEMENT GROUP - LEVY RESTURANTS; DATE ACTIVITY STARTED: 05/14/2016; HOSPITALITY; EMPLOYEE; HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH: 0-20; INCOME PER YEAR UP TO $10,000; NOT INVESTMENT RELATED; NO ACTIVITY INVOLVES AMERIPRISE CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITY TO COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR PUBLIC AS AMERIPRISE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-08 |
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