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Duane Frank Richter

Morgan Stanley

Boise, ID

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-10-10
TX RA APPROVED 2024-10-10
  • ID RA
    APPROVED
    Since 2024-10-10
  • TX RA
    APPROVED
    Since 2024-10-10

Branch Locations

101 South Capitol Boulevard Suite 401, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Eagle ID 04/2013 10/2024
City National Bank Eagle ID 12/2023 10/2024
Morgan Stanley Smith Barney Llc Boise ID 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 10/2024 Present
  • 04/2013 → 10/2024
    Rbc Capital Markets, Llc
    Eagle, ID
  • 12/2023 → 10/2024
    City National Bank
    Eagle, ID
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Boise, ID
  • 10/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-26
  • S66 Uniform Combined State Law Examination
    2010-02-26

View on SEC IAPD

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INTEGRATED ADVISORS · BOISE, ID
GEM STATE INVESTMENT ADVISORS · BOISE, ID
THE ASSET CONSULTING GROUP, INC · BOISE, ID
STATE FARM INVESTMENT MANAGEMENT CORP. · Boise, ID
ARRIEN INVESTMENTS, INC. · BOISE, ID
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