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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
6303 Cowboys Way Suite 425, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 03/2014 | 12/2025 |
| Bank Of America, N.A. | Fort Worth | TX | 04/2025 | 12/2025 |
| Raymond James & Associates, Inc | Frisco | TX | 12/2025 | Present |
| Pin Events, Llc | Frisco | TX | 10/2024 | Present |
(1)Name of Business: DFW Pinball League, LLC Address: 4606 Toler Road , Rowlett, TX, 75089, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/28/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Competitive Pinball League operator - running tournaments and promoting pinball as a competitive sport.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
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