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4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-03 |
Branch Locations
4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 11/2012 | 06/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2020 |
| Lpl Financial Llc | Garland | TX | 06/2020 | 11/2020 |
| Fisher Investments | Plano | TX | 01/2021 | 07/2024 |
| Fisher Retirement Solutions Llc | Plano | TX | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-05 |
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