Douglas Lawrence Whitmore

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-02-09
AL	RA	APPROVED	2024-02-01
TX	RA	APPROVED	2024-02-01

LA RA
APPROVED

Since 2024-02-09
AL RA
APPROVED

Since 2024-02-01
TX RA
APPROVED

Since 2024-02-01

Branch Locations

161 W I-65 Service Road N, Mobile, AL 36608 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mobile	AL	01/2014	11/2016
Wells Fargo Clearing Services, Llc	Mobile	AL	11/2016	02/2024
Steward Partners Global Advisory, Llc	Mobile	AL	02/2024	Present
Steward Partners Investment Solutions, Llc	Mobile	AL	02/2024	Present
Steward Partners Investment Advisory, Llc	Mobile	AL	02/2024	Present

01/2014 → 11/2016

Wells Fargo Advisors Llc

Mobile, AL
11/2016 → 02/2024

Wells Fargo Clearing Services, Llc

Mobile, AL
02/2024 → Present

Steward Partners Global Advisory, Llc

Mobile, AL
02/2024 → Present

Steward Partners Investment Solutions, Llc

Mobile, AL
02/2024 → Present

Steward Partners Investment Advisory, Llc

Mobile, AL

Previous Registrations

2014-01-24 → 2024-02-08

Wells Fargo Clearing Services, Llc

Mobile, AL
2010-04-07 → 2014-01-31

Morgan Stanley

Mobile, AL

Mobile, AL

Other Businesses

DLW HOLDINGS LLC, INV RELATED, MOBILE, AL, 100% OWNERSHIP, START 2/23/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RESIDENTIAL REAL ESTATE. FUSE PROJECT; NOT INV. RELATED; MOBILE, AL; BOARD MEMBER; START DATE 12/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: HELP SUPPORT TANGIBLE, REALISTIC PROJECTS THAT BENEFIT CHILDREN. 2) Name of outside Activity: Springpark Rental; Nature of business: Rental Home; City/State: Mobile, AL; Position/Title: Sole Proprietor; List of duties: rent out home and collect rent; Start Date: 01/01/2025; 1 HR/MO devoted to this activity; 0 HR/MO devoted during business hours; Investment related. 3) Name of Business: City of Mobile Finance Committee; City/State: Mobile, AL; Activity Type: Board/Committee Memberships; Position/Title: Committee Member; Investment-related: No; Start Date 12/01/2025; Hours per month devoted to this activity: 5; Hours per month devoted to this activity during trading hours: 2; Description of duties: Advise Mayor on city finances and decisions.