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Santa Monica, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-05 |
| CA | RA | APPROVED | 2021-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Woodland Hills | CA | 03/2015 | 03/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | 03/2021 |
| Hidden Hills Wealth, Llc | Hidden Hills | CA | 03/2021 | Present |
Business Name: Larry and Gloria Kim trust Investment Related (Y or N): Y Business Address (City, State): Los Angeles, CA Nature of the business: Real Estate/Property Rental Relationship/position: Sole Proprietor/ Owner/ Partner Hours during trading hours: 0 Number of hours after business hours: 1 Description: Manage property & collect rent from tenants
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-24 |
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