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Current Employers
Portfolio Medics, Llc

27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-20
SC RA APPROVED 2024-02-20
TX RA APPROVED 2014-10-18
  • CA RA
    APPROVED
    Since 2024-02-20
  • SC RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED
    Since 2014-10-18

Branch Locations

27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134 • United States

1508 Weiskopf Loop, Round Rock, TX 78664 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Financial Wealth Management Round Rock TX 12/2009 Present
3 Mentors Atlanta GA 12/2009 Present
Alternative Design Mlcds San Diego CA 02/2010 Present
Fmt Solutions Lake Oswego OR 01/2013 Present
Portfolio Medics, Llc Bonita Springs FL 10/2014 Present
Premier Medicare Solutions, Inc. Round Rock TX 08/2017 Present
  • 12/2009 → Present
    Guardian Financial Wealth Management
    Round Rock, TX
  • 12/2009 → Present
    3 Mentors
    Atlanta, GA
  • 02/2010 → Present
    Alternative Design Mlcds
    San Diego, CA
  • 01/2013 → Present
    Fmt Solutions
    Lake Oswego, OR
  • 10/2014 → Present
    Bonita Springs, FL
  • 08/2017 → Present
    Premier Medicare Solutions, Inc.
    Round Rock, TX
Previous Registrations
Other Businesses

OWNER OF GUARDIAN FINANCIAL WEALTH MANAGEMENT IN AUSTIN, TX SINCE DEC 2009 WHERE DEVOTES 200 HRS PER MONTH. SELLS INSURANCE THROUGH 3 MENTORS OF ATLANTA, GA AS AN AGENT SINCE DEC 2009 WHERE DEVOTES 160 HRS PER MONTH (INVESTMENT RELATED). AGENT FOR ALTERNATIVE DESIGN MLCDS OF SAN DIEGO, CA SINCE FEB 2010 WHERE DEVOTES 4 HRS PER MONTH (INVESTMENT RELATED). INSTRUCTOR FOR FMT SOLUTIONS OF LAKE OSWEGO, OR SINCE JAN 2013 WHERE DEVOTES 8 HRS PER MONTH. The Society for Financial Awareness, SOFA Austin, Investment­-Related, 1111 North IH 35, Ste 206, Round Rock, TX, 78664, Financial Education Workshops, Austin, Chapter President, 06/2016, 10 hrs/month, Provides financial education workshops Premier Medicare Solutions, Inc. - President - Investment-Related - 2851 Joe DiMaggio Blvd, Suite 3, Round Rock, Texas 78665 - Medicare insurance sales - 08/2017 - 30-40 hrs/month - Oversight of medicare sales by other licensed insurance agents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-09
  • S65 Uniform Investment Adviser Law Examination
    2009-12-09

View on SEC IAPD

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