Joseph Sanders Shore

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-21
NC	RA	APPROVED	2015-07-07

AL RA
APPROVED

Since 2025-08-21
NC RA
APPROVED

Since 2015-07-07

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Hillsborough, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Durham	NC	06/2015	Present
Tiaa-Cref Individual & Institutional Services, Llc	Durham	NC	06/2015	Present

06/2015 → Present

Tiaa

Durham, NC
06/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Durham, NC

Previous Registrations

2011-04-18 → 2015-06-29

Ameriprise Financial Services, Llc

Raleigh, NC

Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Residential real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 2022 Fieldhouse Ave., Raleigh NC 27603, United States DESCRIPTION: Collecting rental income

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-14

S66 Uniform Combined State Law Examination

2011-04-14

Other Names

Joseph Shore

View on SEC IAPD