John Bradley Weis

Current Employers

Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
GA	RA	APPROVED	2021-03-25
TX	RA	APPROVED	2021-01-08

CA RA
APPROVED

Since 2025-01-01
GA RA
APPROVED

Since 2021-03-25
TX RA
APPROVED

Since 2021-01-08

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
401K Generation	Lake Mary	FL	05/2010	02/2019
Cape Investment Advisory, Inc	Mcdonough	GA	02/2019	Present

05/2010 → 02/2019

401K Generation

Lake Mary, FL
02/2019 → Present

Cape Investment Advisory, Inc

Mcdonough, GA

Previous Registrations

2012-09-17 → 2019-02-21

401K Generation

Altamonte Springs,, FL

Cumming, GA

Other Businesses

I work with Apex Financial LLC as an Insurance Agent, selling IUL & Term Life. I receive commissions and spend less than 5 hours per week during market hours in this business. This is not an investment related business. Sequoia Advisory Services 5420 Gatewood Lane Cumming GA 30040; Insurance; Broker; Start Date of 10/1/2019; 4-5 Hours Month, 1-2 which are trading hours; run insurance quotes for 401k clients upon request.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-06-06

S65 Uniform Investment Adviser Law Examination

2012-06-06

View on SEC IAPD