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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-10
  • NJ RA
    APPROVED
    Since 2023-01-10

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 09/2014 12/2022
Bank Of America, N.A. Pennington NJ 09/2014 12/2022
Ubs Financial Services Inc Manasquan NJ 12/2022 Present
Previous Registrations
Other Businesses

I*82510 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TED DANIELS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 22 ABILENE LANE, MANALAPAN, NEW JERSEY 7726 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42156 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I PERFORM STANDUP COMEDY ON SELECT WEEKENDS. SOMETIMES IT IS FOR PROFIT, OTHER TIMES IT IS FOR FUNDRAISER FOR ORGANIZATIONS. 2) NAME OF OTHER BUSINESS: Wizards of Odd Podcast / INVESTMENT RELATED?:NA / ADDRESS:1117D Argyll Circle, Lakewood, NJ / NATURE OF THE BUSINESS: discussing various paranormal topics on a podcast and having it available for people to listen to / POSITION: / DUTIES:i assist the Host of the show by providing discussion on the subjects being discussed. Which are all related to paranormal topics/ START DATE: 1/3/23 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
S63 Uniform Securities Agent State Law Examination 2011-01-14
  • S66 Uniform Combined State Law Examination
    2014-12-22
  • S63 Uniform Securities Agent State Law Examination
    2011-01-14

View on SEC IAPD

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