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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-19
  • MD RA
    APPROVED
    Since 2024-01-19

Branch Locations

21811, MD • United States

4940 Campbell Blvd Suite 200, Nottingham, MD 21236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rk Tongue Co, Inc Baltimore MD 01/2002 Present
Woodbury Financial Services, Inc Baltimore MD 12/2009 01/2024
Osaic Wealth, Inc. Nottingham MD 01/2024 Present
  • 01/2002 → Present
    Rk Tongue Co, Inc
    Baltimore, MD
  • 12/2009 → 01/2024
    Woodbury Financial Services, Inc
    Baltimore, MD
  • 01/2024 → Present
    Nottingham, MD
Previous Registrations
  • 2010-04-08 → 2024-01-19
    Woodbury Financial Services, Inc.
    Baltimore, MD
    Timonium, MD
    Nottingham, MD
Other Businesses

1) R. K. TONGUE CO., INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/02/2002 ADDRESS: 4940 Campbell Blvd., Suite 200, Nottingham, MD 21236, United States DESCRIPTION: CLIENT INTERACTIONS RELATED TO BROKERING LIFE & HEALTH, PROPERTY & CASUALTY INSURANCE. INSURANCE AGENCY/BROKERAGE EXECUTIVE AND MANAGERIAL DUTIES. 2) BEACH LACROSSE CLUB POSITION: member at-large NATURE: 501(c)(3) non-profit public charitable recreational youth lacrosse organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2024 ADDRESS: 11204 Tammy Terrace, Bishopville MD 21813, United States DESCRIPTION: Advise on and assist with the business and operational requirements of the club, e.g. recruiting and acting as a coach, coordinating game and practice schedules, etc. 3) R. K. TONGUE CO., INC. POSITION: Chief Executive Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/02/2002 ADDRESS: 4940 Campbell Blvd., Suite 200, Nottingham MD 21236, United States DESCRIPTION: Executive leadership. CLIENT INTERACTIONS RELATED TO BROKERING LIFE & HEALTH, PROPERTY & CASUALTY INSURANCE. INSURANCE AGENCY/BROKERAGE EXECUTIVE AND MANAGERIAL DUTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-05
  • S66 Uniform Combined State Law Examination
    2010-03-05
Designations

View on SEC IAPD

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