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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-17 |
Branch Locations
301 Avenue U, Brooklyn, NY 11223 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
234 Prospect Park West, Brooklyn, NY 11215 • United States
440 Avenue P, Brooklyn, NY 11223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 06/2014 | 02/2018 |
| Santander Securities, Llc | Dorchester | MA | 04/2016 | 02/2018 |
| Investors Bank | Cranford | NJ | 02/2018 | 06/2019 |
| Cetera Investment Advisers Llc | Cranford | NJ | 02/2018 | 06/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2018 | 06/2019 |
| Citigroup Global Markets Inc. | New York | NY | 07/2019 | 07/2023 |
| Td Bank N.A. | Brooklyn | NY | 07/2023 | 03/2026 |
| Td Private Client Wealth Llc | Brooklyn | NY | 07/2023 | 03/2026 |
| Santander Bank, Na | Boston | MA | 03/2026 | Present |
| Santander Securities, Llc | Boston | MA | 03/2026 | Present |
J&D Distributors, Sole Proprietor, Wholesale produce sales, non-investment related, start date 2/2/2026, Elizabeth, NJ, 4 hours per month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-03 |
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