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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Austin | TX | 03/2012 | 01/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Belton | TX | 03/2012 | Present |
| Sp Meyer & Co, Llc | Temple | TX | 04/2014 | Present |
| Temple Rental Home | Temple | TX | 06/2015 | 05/2018 |
| Lpl Financial Llc | Temple | TX | 01/2018 | Present |
| Independent Financial Partners | Temple | TX | 01/2018 | 10/2018 |
| Independent Advisor Alliance, Llc | Temple | NE | 10/2018 | Present |
1. 1/2/2018 - John Bailey Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/19/2017 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100%. 2. 1/2/2018 - SP Meyer & Co LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 04/01/2014 - 0 Hours Per Month - Time Spent 0%. 3. 11/7/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/14/2018 - 160 Hours Per Month/6 Hours During Securities Trading - I provide administrative I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/07/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/7/2018 - Independent Advisor Alliance - DBA: (Hybrid) John Bailey Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/14/2018 - 160 Hours Per Month/65 Hours During Securities Trading - I provide administrative I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/07/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/2/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/03/2019 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-05 |
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