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3300 Monroe Ave Suite 308, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Spokane | WA | 10/2014 | 10/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Spokane | WA | 10/2014 | 10/2017 |
| Pruco Securities, Llc | Bellevue | WA | 12/2017 | 06/2020 |
| The Prudential Insurance Company Of America | Bellevue | WA | 12/2017 | 06/2020 |
| Massmutual Life Insurance Company | Longview | WA | 06/2020 | 08/2022 |
| Unemployed | Spokane | WA | 11/2017 | 12/2017 |
| Mml Investors Services, Llc | Longview | WA | 07/2020 | 08/2022 |
| First Main Capital, Llc | Tacoma | WA | 08/2022 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 10/2025 | Present |
1) Meta Development Company, LLC. Start date: 05/19/2000. Address: N/A, dormant since 2010. Title: Passive member of Real Estate development services firm.. Duties: No duties, passive member of dormant family business.., Time spent during regular hours: 0%. 2) First Main Capital, LLC. Investment related. Start date: 07/13/2022. Address: 755 Jefferson Rd 2nd Floor, Suite 200 Rochester, NY 14623. Title: Owner. Duties: Owner/Advisor to four HH including my own, my mother-in-law and two long-term clients that live in WA. Time spent during regular hours: 2.5%
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-11 |
| S66 | Uniform Combined State Law Examination | 2010-02-05 |
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