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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 10/2014 10/2018
Rbfcu Investments Group, Llc. Live Oak TX 10/2014 10/2018
Cuna Brokerage Services, Inc. Waverly IA 06/2019 08/2021
Randolph-Brooks Federal Credit Union Live Oak TX 10/2018 10/2020
Ameriprise Financial Services, Llc Live Oak TX 08/2021 Present
Rbfcu Services Llc Live Oak TX 10/2020 Present
  • 10/2014 → 10/2018
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 10/2014 → 10/2018
    Rbfcu Investments Group, Llc.
    Live Oak, TX
  • 06/2019 → 08/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 10/2018 → 10/2020
    Randolph-Brooks Federal Credit Union
    Live Oak, TX
  • 08/2021 → Present
    Live Oak, TX
  • 10/2020 → Present
    Rbfcu Services Llc
    Live Oak, TX
Previous Registrations
  • 2019-07-08 → 2021-08-30
    Cuna Brokerage Services, Inc.
    Live Oak, TX
  • 2015-05-13 → 2018-10-30
    Cuna Brokerage Services, Inc.
    Live Oak, TX
    Plano, TX
  • 2010-11-05 → 2011-03-29
    Usaa Financial Planning Services
    San Antonio, TX
  • 2010-06-09 → 2010-10-06
    San Antonio, TX
  • 2010-02-08 → 2010-03-25
    St Louis, MO
Other Businesses

Outside Employment; RBFCU Assets LLC; As CUSO Data Analytics Manager, I provide analytical and operational support to CUSO leadership, as well as serve as a primary liaison to external third-party partners and our parent organization, Randolph-Brooks Federal Credit Union (RBFCU).; RBFCU Assets LLC is a consulting group that provides support to Credit Union Service Organization (CUSO) companies and their affiliates. It is a wholly-owned subsidiary of RBFCU Services LLC and an affiliate of Randolph-Brooks Federal Credit Union (RBFCU).; 1 IKEA-RBFCU Parkway, , Live Oak, TX, 78233; Investment-Related; 10/04/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-12
  • S66 Uniform Combined State Law Examination
    2015-05-12
Other Names
  • Troy Engelke

View on SEC IAPD

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