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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-04 |
| MA | RA | APPROVED | 2016-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Needham | MA | 01/2010 | 10/2016 |
| Lpl Financial Llc | Waltham | MA | 10/2016 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 10/2016 | Present |
| Treeful Damaso Ancieto, Inc. | Needham | MA | 07/2014 | Present |
1. 10/17/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 0%/ 12 WHORTLEBERRY LANE, DENNIS PORT, MA 02639 2. 10/17/2016 - TREEFUL DAMASO ANCIETO, INC/ CPA AFFILIATE PROGRAM/ 100%/ NEEDHAM, MA 3. 10/17/2016 - CAPE CLAUDE LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ BUZZARDS BAY, MA 4. 10/17/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ WALTHAM, MA 5. 11/30/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 0% - IAR. 6. 11/30/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 0% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend a nominal amount of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/13/2018 - TDA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/05/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 8. 10/16/2020 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) TDA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/01/2020 - 80 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-01 |
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