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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-04
MA RA APPROVED 2016-10-31
  • TX RA
    APPROVED
    Since 2021-08-04
  • MA RA
    APPROVED
    Since 2016-10-31

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Needham MA 01/2010 10/2016
Lpl Financial Llc Waltham MA 10/2016 Present
Integrated Wealth Concepts Llc Waltham MA 10/2016 Present
Treeful Damaso Ancieto, Inc. Needham MA 07/2014 Present
  • 01/2010 → 10/2016
    Lincoln Financial Advisors
    Needham, MA
  • 10/2016 → Present
    Lpl Financial Llc
    Waltham, MA
  • 10/2016 → Present
    Waltham, MA
  • 07/2014 → Present
    Treeful Damaso Ancieto, Inc.
    Needham, MA
Previous Registrations
  • 2010-11-23 → 2016-10-28
    Osaic Fa, Inc.
    Needham, MA
    Glastonbury, CT
    Waltham, MA
Other Businesses

1. 10/17/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 0%/ 12 WHORTLEBERRY LANE, DENNIS PORT, MA 02639 2. 10/17/2016 - TREEFUL DAMASO ANCIETO, INC/ CPA AFFILIATE PROGRAM/ 100%/ NEEDHAM, MA 3. 10/17/2016 - CAPE CLAUDE LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ BUZZARDS BAY, MA 4. 10/17/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ WALTHAM, MA 5. 11/30/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 0% - IAR. 6. 11/30/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 0% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend a nominal amount of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/13/2018 - TDA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/05/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 8. 10/16/2020 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) TDA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/01/2020 - 80 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-01
  • S66 Uniform Combined State Law Examination
    2010-11-01

View on SEC IAPD

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