Andrew J Toering

Current Employers

Qm Advisors Llc

Peachtree City, GA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-08-05
GA	RA	APPROVED	2019-11-08

TX RA
APPROVED_RES

Since 2020-08-05
GA RA
APPROVED

Since 2019-11-08

Branch Locations

Peachtree City, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Community Banks, Inc.	Stockbridge	GA	11/2015	08/2019
Invest Financial Corp.	Tampa	FL	11/2015	Present
Lpl Financial Llc	Stockbridge	GA	02/2018	Present
Qm Advisors Llc	Peachtree City	GA	11/2019	Present
Lpl Financial	Tyrone	GA	08/2019	Present

11/2015 → 08/2019

United Community Banks, Inc.

Stockbridge, GA
11/2015 → Present

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Stockbridge, GA
11/2019 → Present

Qm Advisors Llc

Peachtree City, GA
08/2019 → Present

Lpl Financial

Tyrone, GA

Previous Registrations

2018-02-14 → 2019-11-22

Lpl Financial Llc

Tyrone, GA

Peachtree City, GA

Stockbridge, GA

Conyers, GA

Tyrone, GA

Tyrone, GA
2015-11-20 → 2018-02-14

Invest Financial Corporation

Locust Grove, GA

Stockbridge, GA

Conyers, GA

Conyers, GA

Covington, GA

Mcdonough, GA

Fairburn, GA

Tyrone, GA

Fayetteville, GA

Douglasville, GA

Newnan, GA

Newnan, GA

Atlanta, GA

Peachtree City, GA
2011-03-04 → 2015-11-24

Wells Fargo Clearing Services, Llc

Fayetteville, GA

Atlanta, GA

Mcdonough, GA

Mcdonough, GA

Riverdale, GA

Lovejoy, GA
2006-05-08 → 2011-03-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peachtree City, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-28

S66 Uniform Combined State Law Examination

2006-04-28

Designations

View on SEC IAPD