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Richard Thomas Westhelle

Ashton Thomas Private Wealth

New York, NY

Monticello, AR

Scottsdale, AZ

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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-10
AR RA APPROVED 2024-08-08
  • FL RA
    APPROVED
    Since 2024-08-10
  • AR RA
    APPROVED
    Since 2024-08-08

Branch Locations

10 E 53Rd Street, New York, NY 10022 • United States

Monticello, AR • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Personal Financial Management Paramus NJ 05/2012 06/2022
Advisors Capital Management, Llc Ridgewood NJ 06/2022 08/2024
Ashton Thomas Advisors, Llc Scottsdale AZ 08/2024 Present
Ashton Thomas Private Wealth, Llc Scottsdale AZ 08/2024 Present
  • 05/2012 → 06/2022
    Goldman Sachs Personal Financial Management
    Paramus, NJ
  • 06/2022 → 08/2024
    Advisors Capital Management, Llc
    Ridgewood, NJ
  • 08/2024 → Present
    Ashton Thomas Advisors, Llc
    Scottsdale, AZ
  • 08/2024 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
Previous Registrations
  • 2024-08-08 → 2024-12-31
    Ashton Thomas Advisors Llc
    Monticello, AR
    New York, NY
    Scottsdale, AZ
  • 2022-07-01 → 2024-08-09
    Advisors Capital Management, Llc
    Ridgewood, NJ
    Monticello, AR
  • 2012-05-03 → 2022-07-28
    United Capital Financial Advisors
    Paramus, NJ
    Ridgewood, NJ
    Monticello, AR
    Monticello, AR
    Monticello, AR
    Monticello, AR
  • 2010-01-15 → 2012-04-27
    Stonegate Wealth Management, Llc
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-20
S65 Uniform Investment Adviser Law Examination 2010-01-14
  • S63 Uniform Securities Agent State Law Examination
    2014-12-20
  • S65 Uniform Investment Adviser Law Examination
    2010-01-14
Designations
Other Names
  • Richard Westhelle

View on SEC IAPD

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