Nathan Keith Sloan

Current Employers

Employment History

• 08/2006 → 11/2018
  Government
  Fort Hood, TX
• 01/2013 → 01/2026
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → 01/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Independent Financial Group, Llc
  Harker Heights, TX

Previous Registrations

• 2024-03-21 → 2026-01-14
  Cetera Investment Advisers Llc
  Harker Heights, TX
• 2012-09-14 → 2024-03-21
  Cetera Advisors Llc
  Harker Heights, TX
  Harker Heights, TX

Other Businesses

HEART OF TEXAS GOODWILL POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2012 ADDRESS: 1700 South New Road, Waco TX 76711, United States DESCRIPTION: Board Member Aid in steering the organization toward a sustainable future by adopting sound, ethical, and legal governance and financial management Policies. Make sure non-profit has adequate recourses to advance mission. N& H MILES & SMILEZ LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 2104 Addax Trail, Harker Heights TX 76548, United States DESCRIPTION: Sole Business Owner, Responsible for all daily ride share agreements INNOVEST FINANCIAL PLANNING POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2010 ADDRESS: 2104 Addax Trail, Harker Heights TX 76548, United States DESCRIPTION: Assist clients with investing for retirement

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-19
• S63 Uniform Securities Agent State Law Examination
  2010-10-01

Other Names

• Nathan K Sloan