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Cassandra Sparks

Gallagher Fiduciary Advisors, LLC

Berwyn, PA

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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-08
IL RA APPROVED 2025-08-07
  • PA RA
    APPROVED
    Since 2025-08-08
  • IL RA
    APPROVED
    Since 2025-08-07

Branch Locations

1205 Westlakes Drive, Suite 290, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 11/2012 07/2025
Gallagher Fiduciary Advisors, Llc Berwyn PA 08/2025 Present
Osaic Wealth Scottsdale AZ 09/2025 Present
  • 11/2012 → 07/2025
    Icma Retirement Corporation
    Washington, DC
  • 08/2025 → Present
    Gallagher Fiduciary Advisors, Llc
    Berwyn, PA
  • 09/2025 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-17
S63 Uniform Securities Agent State Law Examination 2010-01-13
  • S65 Uniform Investment Adviser Law Examination
    2013-06-17
  • S63 Uniform Securities Agent State Law Examination
    2010-01-13
Other Names
  • Cassandra Rosenfeld
  • Cassandra J Rosenfeld

View on SEC IAPD

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