John M. Mclaughlin

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-06-20

TN RA
APPROVED

Since 2024-06-20

Branch Locations

1715 Aaron Brenner Drive Suite 250, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B. Riley Wealth Management	Memphis	TN	12/2009	02/2024
Raymond James Financial Services Inc.	Memphis	TN	02/2024	Present
Raymond James Financial Services Advisors, Inc	Memphis	TN	06/2024	Present

12/2009 → 02/2024

B. Riley Wealth Management

Memphis, TN
02/2024 → Present

Raymond James Financial Services Inc.

Memphis, TN
06/2024 → Present

Raymond James Financial Services Advisors, Inc

Memphis, TN

Other Businesses

(1)Name of Business: The Avenue Wealth Management Memphis Address: 6750 Poplar Ave Ste 512, Memphis, TN, 38138-7426, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/22/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Representative

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-13
S63	Uniform Securities Agent State Law Examination	2012-02-24

S65 Uniform Investment Adviser Law Examination

2024-05-13
S63 Uniform Securities Agent State Law Examination

2012-02-24