James C Haggard

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Sarasota	FL	09/2014	10/2019
Tiaa-Cref Individual & Institutional Services, Llc	Sarasota	FL	09/2014	10/2019
Fidelity Brokerage Services Llc	Sarasota	FL	10/2019	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2014 → 10/2019

Tiaa

Sarasota, FL
09/2014 → 10/2019

Tiaa-Cref Individual & Institutional Services, Llc

Sarasota, FL
10/2019 → Present

Fidelity Brokerage Services Llc

Sarasota, FL
03/2025 → Present

Fidelity Investments

Boston, MA

2019-11-08 → 2025-03-31

Fidelity Personal And Workplace Advisors

Sarasota, FL
2014-09-22 → 2019-10-07

Tiaa-Cref Individual & Institutional Services, Llc

Sarasota, FL
2013-02-20 → 2014-09-17

Td Ameritrade, Inc.

Sarasota, FL
2013-02-27 → 2014-09-17

Td Ameritrade Investment Management, Llc

Sarasota, FL
2010-10-08 → 2013-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

Farmington Hills, MI
2009-11-13 → 2010-08-19

Pnc Wealth Management Llc

Howell, MI

Canton, MI
2009-04-02 → 2009-11-13

Natcity Investments, Inc.

Howell, MI
2008-12-10 → 2009-02-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-05