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Kathleen A Leavey

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Wellington, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-11-18
TX RA APPROVED 2014-11-17
  • FL RA
    APPROVED
    Since 2014-11-18
  • TX RA
    APPROVED
    Since 2014-11-17

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Wellington, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach Gardens FL 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-06
  • S66 Uniform Combined State Law Examination
    2011-07-06
Other Names
  • Kathleen Ann Leavey
  • Kathy Ann^^ Leavey
  • Kathleen Ann^^ Leavey
  • Kathleen Ann Leavey

View on SEC IAPD

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