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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-02-07
TX RA APPROVED 2020-02-07
  • CT RA
    APPROVED
    Since 2020-02-07
  • TX RA
    APPROVED
    Since 2020-02-07

Branch Locations

184 Main Street, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westport CT 11/2009 Present
J.P. Morgan Securities Llc Westport CT 10/2012 Present
Other Businesses

Entity Name: Town of Orange Historic District Commission Investment related: N "Address: Orange Town Hall 617 Orange Center Rd Orange, CT 06477 Orange-ct.gov" Nature of the other business: Historic commission Position/Title/Relationship: Employee/Contractor Start Date: 02/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Attend all meetings, minutes, voting. I attached information that I received that describes what a member does. Chairman is a JPMC employee- John Brandes- role: Relationship Manager"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2010-02-03
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2010-02-03
Other Names
  • Kelley A Mulhall
  • Kelley Anne Mulhall
  • Kelley Mulhall

View on SEC IAPD

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