Charles Warren Coughlin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-08-11
TX	RA	APPROVED_RES	2015-08-03
VA	RA	APPROVED	2011-09-21

CA RA
APPROVED

Since 2015-08-11
TX RA
APPROVED_RES

Since 2015-08-03
VA RA
APPROVED

Since 2011-09-21

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Mclean	VA	12/2009	Present

12/2009 → Present

Ubs Financial Services Inc

Mclean, VA

Other Businesses

1)CAPITAL AREA ASSET BUILDERS (VITA/TCE) / NON-PROFIT/ 1441 I ST NW #201 WASHINGTON, DC 20003 / GREATER/ START DATE 11/5/2013 - / 2)FISHBURNE MILITARY SCHOOL / 225 S. WAYNE AVE WAYNESBORO,VA 22980 / FOUNDATION/ EDUCATION / EFFICIENCY OF THE SCHOOL / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / FUNDRAISING, RECRUITING, COMMUNITY OUTREACH / START DATE 5/2/2011./The Jewish Federation of LA / 6505 wilshire blvd los angeles,ca 90048 / Other/ Other religious/social / receives donations and gives donations / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Donor Strategies / Start Date 2/1/2017/ non-profit / 3) Name of Business: Charles Warren Coughlin./ Address: 1065 S sherbourne drlos angeles United States./ Investment Related: Yes./ Nature: Single unit and multi unit rental investing./ Role; Proprietor / owner./ Duty: Own rental properties./ Start Date: 1/1/2010./ Time Required: N/A 4) Name of Business: Charles warren coughlin./ Address: 5037 Grammercy Pl Los angeles United States./ Investment Related: No./ Nature: rental property./ Role: Proprietor / owner./ Duty: own rental property./ Start Date: 5/2/2022./ Time Required: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-19

S66 Uniform Combined State Law Examination

2011-09-19

Other Names

Charles Coughlin

View on SEC IAPD