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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-22 |
| TX | RA | APPROVED_RES | 2025-07-30 |
| VA | RA | APPROVED | 2024-08-15 |
| OH | RA | APPROVED | 2016-09-08 |
| AZ | RA | APPROVED | 2016-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Air National Guard | Phoenix | AZ | 04/2002 | 07/2026 |
| Watch Guard Capital Llc | Scottsdale | AZ | 07/2016 | Present |
| Scottsdale Community College | Scottsdale | AZ | 01/2018 | 05/2018 |
Stephen Paluga is the owner of Sentinel FAIR LLC, a fraud investigation company located in Scottsdale, Arizona. Sentinel FAIR LLC is not investment-related. This business activity was established on July 4, 2026. Stephen spends approximately 40 hours per month on this outside business activity, none of which are during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
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