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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-08-02 |
| TX | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
6830 Sw Atlanta St, Ste 100, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Tigard | OR | 12/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Portland | OR | 02/2010 | 07/2021 |
| Self | Tucson | AZ | 06/2003 | Present |
| Yakima-Morelia Sister City Association | Yakima | WA | 08/2015 | 09/2019 |
| Lpl Financial, Llc | Tigard | OR | 07/2021 | Present |
1. 12/7/2021 - No Business Name - Investment Related - Richland, WA 99354 - Real Estate Rental - Owner - Started 11/19/2020. 2. 12/7/2021 - No Business Name - Investment Related - Tucson, AZ 85715 - Real Estate Rental - Owner - Started 09/23/2013. 3. 12/7/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/22/21 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 12/15/2021 - No Business Name - Investment Related - Sarasota, FL 34242- Real Estate Rental - Started 12/29/2021- 1 Hour Per Month/0 Hours During Securities Trading - Purchasing a condo as a rental property. 5. 04/25/2023 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/13/2023 - 2 Hours Per Month/2 Hours During Securities Trading 6. 04/24/2024 - Pacific Shield Coatings, Inc. - Other - Painting - Co-Owner - Not Investment Related - Portland, OR - Start Date 04/22/2024 - 1 Hour Per Month/ 0 Hours During Trading 7. 08/14/2024 - Calibrate Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 160 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-26 |
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