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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-10 |
| VA | RA | APPROVED | 2020-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Fairfax | VA | 06/2015 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Fairfax | VA | 06/2015 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 11/2020 | Present |
| Bank Of America, N.A. | Vienna | VA | 12/2020 | Present |
.I*2606291, Entity Type: Entity Charitable, Name of OBA: Carpenters Shelter, Address: Alexandria, Virginia, 22314, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/15/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member-Evaluate the performance of the organziation, make recommendations regarding senior executive leadership directives, and vote on any managerial oversight requiring board approval. Housing Shelter proving housing to approximately 1700 families in the Alexandria, VA area. They also provide medical care, childcare and food security for the surrounding area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-15 |
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