Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-10
VA RA APPROVED 2020-11-03
  • TX RA
    APPROVED_RES
    Since 2023-07-10
  • VA RA
    APPROVED
    Since 2020-11-03

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Fairfax VA 06/2015 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Fairfax VA 06/2015 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 11/2020 Present
Bank Of America, N.A. Vienna VA 12/2020 Present
Previous Registrations
Other Businesses

.I*2606291, Entity Type: Entity Charitable, Name of OBA: Carpenters Shelter, Address: Alexandria, Virginia, 22314, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/15/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member-Evaluate the performance of the organziation, make recommendations regarding senior executive leadership directives, and vote on any managerial oversight requiring board approval. Housing Shelter proving housing to approximately 1700 families in the Alexandria, VA area. They also provide medical care, childcare and food security for the surrounding area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-15
  • S66 Uniform Combined State Law Examination
    2010-01-15
Other Names
  • Steven Light

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Vienna, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor