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Stephanie Shaw Walker

Payden & Rygel

Los Angeles, CA

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Current Employers
Payden & Rygel

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-03
  • CA RA
    APPROVED
    Since 2017-11-03

Branch Locations

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Chicago IL 02/2012 07/2016
Blackrock Boston MA 12/2016 08/2017
Blackrock Investments, Llc Boston MA 12/2016 08/2017
Unemployed Boston MA 08/2016 11/2016
Payden & Rygel Boston MA 08/2017 03/2020
Payden & Rygel Boston MA 03/2020 07/2022
Payden & Rygel Boston MA 07/2022 Present
  • 02/2012 → 07/2016
    Goldman Sachs
    Chicago, IL
  • 12/2016 → 08/2017
    Blackrock
    Boston, MA
  • 12/2016 → 08/2017
    Blackrock Investments, Llc
    Boston, MA
  • 08/2016 → 11/2016
    Unemployed
    Boston, MA
  • 08/2017 → 03/2020
    Payden & Rygel
    Boston, MA
  • 03/2020 → 07/2022
    Payden & Rygel
    Boston, MA
  • 07/2022 → Present
    Payden & Rygel
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-08
S63 Uniform Securities Agent State Law Examination 2010-06-18
  • S65 Uniform Investment Adviser Law Examination
    2017-03-08
  • S63 Uniform Securities Agent State Law Examination
    2010-06-18
Other Names
  • Stephanie Shaw Walker

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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