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Current Employers
Infinity Financial Services Advisory

212 9Th Street Suite 202, Oakland, CA 94607 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
  • TN RA
    APPROVED
    Since 2025-01-01

Branch Locations

212 9Th Street Suite 202, Oakland, CA 94607 • United States

5115 Maryland Way, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Brentwood TN 06/2012 01/2017
Principal Life Ins Co Brentwood TN 06/2012 01/2017
Infinity Financial Services Oakland CA 10/2016 10/2016
Infinity Financial Services Oakland CA 01/2017 Present
Infinity Financial Services Advisory Oakland CA 03/2020 Present
  • 06/2012 → 01/2017
    Brentwood, TN
  • 06/2012 → 01/2017
    Principal Life Ins Co
    Brentwood, TN
  • 10/2016 → 10/2016
    Infinity Financial Services
    Oakland, CA
  • 01/2017 → Present
    Infinity Financial Services
    Oakland, CA
  • 03/2020 → Present
    Oakland, CA
Previous Registrations
  • 2012-06-15 → 2017-01-20
    Brentwood, TN
  • 2016-10-18 → 2016-10-24
    Infinity Financial Services
    Oakland, CA
    Oakland, CA
  • 2010-01-20 → 2012-06-14
    Nashville, TN
    St Louis, MO
    Nashville, TN
    Nashville, TN
Other Businesses

1. American Rebel, Inc., Not investment related, 218 3rd Avenue North, Suite 400, Nashville, TN 37201, Marketing, 1/2008, 80 hours per month, 40 during trading hours, assist the founder and CEO with marketing support in all areas. 2. Grau & Associates, LLC dba Yell Records, Not investment related, 159 Michael John Dr, Park Ridge, IL 60068, Manager, 1/2003, 4 hours per month, 1 during trading hours, maintain inventory and provide operational support. 3. Insurance, Investment related, 412 Dahila Dr, Brentwood, TN 37027, 1/2010, Licensed Agent, 3 hours per month, 1 during trading hours, Life & Health assisting clients with life insurance and annuities. 4. Music Royalties, Not investment related, 412 Dahila Dr, Brentwood, TN 37027, Owner, 1/1994, 1 hours per month, zero during trading hours, collect royalties from work done years ago. 5. Rental Property, Not investment related, 4630 Little Texas Lane, Thompson Station, TN 37179, Owner, 1/2000, 1 hours per month, zero during trading hours, Maintain the property and collect rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-15
  • S66 Uniform Combined State Law Examination
    2010-01-15
Other Names
  • Doug Grau
  • Douglas Edward Grau

View on SEC IAPD

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