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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
10420 Jackson Oaks Way Suite 102, Knoxville, TN 37922 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Knoxville | TN | 12/2012 | 12/2019 |
| Lincoln Financial Advisor | Knoxville | TN | 12/2019 | 01/2025 |
| Osaic Wealth, Inc. | Knoxville | TN | 01/2025 | Present |
1) RICHARD NELSON BRITTAIN - 10420 JACKSON OAKS WAY, SUITE 102, KNOXVILLE, TN 37922 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SALE AND SERVICE OF FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, AND TRADITIONAL LIFE INSURANCE START DATE: 12/1/2019 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 2) STONEBRIDGE ADVISORS POSITION: Agent NATURE: life insurance and long term care insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/31/2019 ADDRESS: 932 Roderick Rd, Knoxville TN 379238, United States DESCRIPTION: Sell appropriate life and long term care policies to clients. 3) PERSONAL/NELSON AND HEATHER BRITTAIN POSITION: Landlord NATURE: It is a detached garage with an apartment above the garage that gets rented out to a renter. It is not related to our business with Osaic in any way, nor is it involved with any securities, insurance, etc. business in any way. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/06/2025 ADDRESS: 8805 Farmington Drive, STE 102, Knoxville TN 37923, United States DESCRIPTION: My only obligation is figuring out what to charge for utilities and sending that to the renter. Other than that, the business is handled by a real estate company on our behalf.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-11 |
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