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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CO RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CO RA
    APPROVED
    Since 2012-10-01

Branch Locations

333 West Hampden Avenue, Englewood, CO 80110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crossfit Wash Park Denver CO 09/2017 12/2021
J.P. Morgan Securities Llc Englewood CO 12/2012 Present
Jpmorgan Chase Bank, N.A. Englewood CO 12/2012 Present
  • 09/2017 → 12/2021
    Crossfit Wash Park
    Denver, CO
  • 12/2012 → Present
    Englewood, CO
  • 12/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Englewood, CO
Previous Registrations
  • 2011-04-08 → 2012-10-01
    Chase Investment Services Corp.
    Denver, CO
    Denver, CO
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2020 ADDRESS: 363 DENVER, CO DETAILS: investment property INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): LESS THAN AN HOUR PER MONTH HOURS DURING TRADING: LESS THAN AN HOUR PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-06
  • S66 Uniform Combined State Law Examination
    2011-04-06
Other Names
  • Andrew B Cochran

View on SEC IAPD

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