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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

Leawood, KS • United States

5 Victory Ln Ste 203, Liberty, MO 64068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Leawood KS 11/2009 07/2021
Various Insurance Carriers For W & R Insurance Agencies Leawood KS 05/2010 07/2021
Aaron Herwig Leawood KS 03/2017 11/2017
Aaron Hill Leawood KS 11/2017 07/2021
Hill & Mitchell Group Llc Liberty MO 11/2018 07/2021
Lpl Financial Llc Leawood KS 07/2021 Present
  • 11/2009 → 07/2021
    Waddell & Reed, Inc.
    Leawood, KS
  • 05/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Leawood, KS
  • 03/2017 → 11/2017
    Aaron Herwig
    Leawood, KS
  • 11/2017 → 07/2021
    Aaron Hill
    Leawood, KS
  • 11/2018 → 07/2021
    Hill & Mitchell Group Llc
    Liberty, MO
  • 07/2021 → Present
    Leawood, KS
Previous Registrations
  • 2010-04-21 → 2021-07-21
    Waddell & Reed
    Shawnee, KS
    Edmond, OK
    Leawood, KS
Other Businesses

1- 07/2021 / DBA for LPL Business (entity for LPL business) / Hill & Mitchell Group / Investment Related / LEAWOOD, Kansas 2- 08/2020 / Johnson County, Precinct Committeeman / Other / Non Investment Related / Olathe, KS 66061

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2010-04-20
Other Names
  • David Poskin

View on SEC IAPD

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