Mauricio Ricardo Cardenas

Raymond James & Associates, Inc.

Winter Park, FL

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-08-06
TX	RA	APPROVED	2020-05-26

FL RA
APPROVED

Since 2020-08-06
TX RA
APPROVED

Since 2020-05-26

Branch Locations

Lake Mary, FL • United States

631 W Morse Blvd, Suite 125, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates, Inc	Winter Park	FL	04/2020	Present
Regions Bank	Orlando	FL	08/2015	04/2020

04/2020 → Present

Raymond James And Associates, Inc

Winter Park, FL
08/2015 → 04/2020

Regions Bank

Orlando, FL

Previous Registrations

2014-09-18 → 2015-10-27

Allgen Financial Advisors, Inc.

Orlando, FL
2014-06-02 → 2014-09-24

International Assets Investment Management, Llc

Orlando, FL
2012-12-18 → 2014-04-11

Wells Fargo Clearing Services, Llc

Orlando, FL

Orlando, FL
2010-02-01 → 2012-12-19

Morgan Stanley

Orlando, FL

Orlando, FL

Orlando, FL

Boston, MA

Orlando, FL

Champions Gate, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-24

S66 Uniform Combined State Law Examination

2020-07-24

View on SEC IAPD

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