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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-26 |
| CO | RA | APPROVED | 2017-12-11 |
| TX | RA | APPROVED_RES | 2017-12-11 |
Branch Locations
North St Paul, MN • United States
1801 13Th Street, Boulder, CO 80302 • United States
444 Cedar St, St Paul, MN 55101-2108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | 11/2017 |
| Ubs Financial Services | Co | CO | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-08 |
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