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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-02
OH RA APPROVED 2018-10-01
TX RA APPROVED 2018-10-01
  • FL RA
    APPROVED
    Since 2018-10-02
  • OH RA
    APPROVED
    Since 2018-10-01
  • TX RA
    APPROVED
    Since 2018-10-01

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2018
Morgan Stanley Columbus OH 07/2013 07/2017
Morgan Stanley Smith Barney Llc Columbus OH 07/2017 08/2018
Robert W. Baird Dayton OH 10/2018 Present
  • 01/2015 → 08/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2013 → 07/2017
    Columbus, OH
  • 07/2017 → 08/2018
    Morgan Stanley Smith Barney Llc
    Columbus, OH
  • 10/2018 → Present
    Robert W. Baird
    Dayton, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-16
  • S66 Uniform Combined State Law Examination
    2013-02-16
Other Names
  • Stacie Ann Lyme

View on SEC IAPD

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