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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-05 |
Branch Locations
1676 North California Boulevard Suite 119, Walnut Creek, CA 94596 • United States
Piedmont, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Bethesda | MD | 04/2012 | 01/2018 |
| Td Ameritrade Investment Management, Llc | Bethesda | MD | 04/2012 | 01/2018 |
| Tiaa | Walnut Creed | CA | 02/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Walnut Creed | CA | 02/2018 | Present |
(1) Name of Outside Business: Hello Halloumi LLC; Investment Related: No; Address of Outside Business: Falls Church, VA; Nature of Outside Business: Service Industry; Position: Owner; Start Date:10/18/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: silent part owner in a online resource website surrounding Halloumi cheese, the Cypriot cheese. (2) RENTAL PROPERTIES POSITION: Owner NATURE: Rental Properties which can include Short Term Rentals located in Ann Arbor, MI 48103, St. Petersburg, FL 33711, Kalamazoo, MI 49007, 49001 and Wailuku, Hawaii 96793 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2018 ADDRESS: 2123 42nd St, Saint Petersburg FL 33711, United States DESCRIPTION: Owner (3) KZOO STREETS LLC POSITION: Owner NATURE: Real estate ownership and property management owned in a Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2021 ADDRESS: 441 W. Cedar St., Kalamazoo MI 49007, United States DESCRIPTION: Owning and managing single family and multifamily properties in Kalamazoo, MI Properties Located at:441 W. Cedar St. Kalamazoo, MI 49001319 Wall St. Kalamazoo, MI 49001
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
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