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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-05
  • CA RA
    APPROVED
    Since 2018-03-05

Branch Locations

1676 North California Boulevard Suite 119, Walnut Creek, CA 94596 • United States

Piedmont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Bethesda MD 04/2012 01/2018
Td Ameritrade Investment Management, Llc Bethesda MD 04/2012 01/2018
Tiaa Walnut Creed CA 02/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Walnut Creed CA 02/2018 Present
  • 04/2012 → 01/2018
    Td Ameritrade, Inc.
    Bethesda, MD
  • 04/2012 → 01/2018
    Td Ameritrade Investment Management, Llc
    Bethesda, MD
  • 02/2018 → Present
    Tiaa
    Walnut Creed, CA
  • 02/2018 → Present
    Walnut Creed, CA
Previous Registrations
  • 2012-04-20 → 2018-01-31
    Td Ameritrade, Inc.
    Potomac, MD
    Washington, DC
    San Diego, CA
    Jersey City, NJ
  • 2012-04-20 → 2018-01-31
    Td Ameritrade Investment Management, Llc
    Bethesda, MD
    Washington, DC
    San Diego, CA
  • 2010-01-21 → 2012-03-29
    St Louis, MO
    Gilbert, AZ
    Scottsdale, AZ
Other Businesses

(1) Name of Outside Business: Hello Halloumi LLC; Investment Related: No; Address of Outside Business: Falls Church, VA; Nature of Outside Business: Service Industry; Position: Owner; Start Date:10/18/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: silent part owner in a online resource website surrounding Halloumi cheese, the Cypriot cheese. (2) RENTAL PROPERTIES POSITION: Owner NATURE: Rental Properties which can include Short Term Rentals located in Ann Arbor, MI 48103, St. Petersburg, FL 33711, Kalamazoo, MI 49007, 49001 and Wailuku, Hawaii 96793 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2018 ADDRESS: 2123 42nd St, Saint Petersburg FL 33711, United States DESCRIPTION: Owner (3) KZOO STREETS LLC POSITION: Owner NATURE: Real estate ownership and property management owned in a Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2021 ADDRESS: 441 W. Cedar St., Kalamazoo MI 49007, United States DESCRIPTION: Owning and managing single family and multifamily properties in Kalamazoo, MI Properties Located at:441 W. Cedar St. Kalamazoo, MI 49001319 Wall St. Kalamazoo, MI 49001

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
  • S66 Uniform Combined State Law Examination
    2009-12-31
Other Names
  • Alexi Timotheos Mavrellis
  • Alexandros Mavrellis

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